by Kathryn Alex DeRobertis | 21st Century Banking, Advertising, Bank Compliance, Bank Operations & Compliance, banking, Compliance Blog, Compliance Nazi, Marketing, The Community Bank Compliance Blog
Here’s a blinding glimpse of the obvious: there are a slew of marketing concepts that would be very attractive to bank customers. However, before a bank can kick off a new program, it needs to know if the new concept will comply with the State and Federal consumer...
by Kathryn Alex DeRobertis | Bank Operations & Compliance
Chalk one up for the good guys. In the May 2009 issue of the FINCEN “SAR ACTIVITY REVIEW”, it appears that a bank’s BSA/AML geeks tripped up the bad guys and helped send them to jail. The geeks dutifully noticed a business checking customer who appeared to be engaging...
